ABOUT US

Financial Resources Group Investment Services provides tailored services to more than 80 financial institutions and 390 independent advisors, nationwide. Representatives are registered through LPL Financial as their broker-dealer.  LPL Financial is the largest independent broker-dealer based on total revenue, as reported in Financial Planning magazine June 1996 - 2020, in the US, with over 17,000 representatives across the nation.  We enhance the services offered by LPL Financial by providing our clients with a more personal, customized experience.

Mission Statement

To provide our financial advisors with customized tools and resources to create long-term prosperous relationships with their clients, resulting in business growth. We are a layer of services in addition to what is available through LPL Financial, by providing a more personal, customized experience in business consulting, marketing, technology, and other services.

Core Values

We are committed to serving our clients with integrity, honesty and innovation in everything we do.  Our dedication to service allows us to approach every day eager to learn while executing every task with passion and precision.

Guiding Principles 

  • To serve the clients in our targeted markets – financial institutions and independent financial advisors.

  • To have honesty, integrity, and innovation in everything we do.

  • To comply with the securities and insurance rules and regulations in the various states in which we operate.

  • To respond quickly to rapidly changing opportunities and challenges within the overall U.S. economy and securities market.

  • To be the employer of choice, by home office staff, advisors, and support staff alike.  We accomplish this by:​

    • Having open and honest communications​​

    • Creating an environment in which everyone’s success is celebrated, recognized and rewarded

    • Encouraging employees to achieve a healthy work life balance

    • Respecting each and every employee, their contribution, their ideas and hard work